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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-08-02 |
| PA | RA | APPROVED | 2021-04-26 |
| NJ | RA | APPROVED | 2021-04-06 |
Branch Locations
336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States
101 E 9Th Street, Ocean City, NJ 08226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Brigantine | NJ | 09/2018 | 02/2021 |
| Bennett Chevrolet | Egg Harbor Townshop | NJ | 07/2017 | 09/2018 |
| Millville Public Charter School | Millville | NJ | 10/2016 | 07/2017 |
| Century 21 Frick Realtors | Galloway | NJ | 06/2015 | 10/2016 |
| Td Bank N.A. | Atlantic City | NJ | 02/2021 | Present |
| Td Private Client Wealth Llc | Atlantic City | NJ | 02/2021 | Present |
Name of Entity: Atlantic City Ballet Address of Entity: 2301 Boardwalk, Atlantic City, NJ 08401 Type of Business: Non-profit or Civic Organization Position: Part time crew member Duties/Responsibilities: Loading truck of props, setting up props on stage Compensation received: $10/month Is this Outside Business Activity investment related? No Approximate amount of time devoted on a monthly basis: 3 hours/ month Approximate amount of time devoted during normal trading hours: 0 hours Date of Initial involvement with organization:10/28/2021 To the best of your knowledge, is there any current or prospective business relationship between the entity and TDPCW? No
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-18 |
| S65 | Uniform Investment Adviser Law Examination | 2021-04-03 |
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