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David R Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
OH RA APPROVED 2022-11-29
  • TX RA
    APPROVED
    Since 2023-01-03
  • OH RA
    APPROVED
    Since 2022-11-29

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 03/2021 08/2022
Uber Columbus OH 04/2019 02/2021
Lyft Columbus OH 04/2019 11/2020
Instacart Columbus OH 05/2020 12/2020
Unitedhealthcare Columbus OH 12/2016 04/2019
Management And Network Services Dublin OH 08/2015 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 10/2022 Present
Bank Of America N.A. Columbus OH 12/2022 Present
  • 03/2021 → 08/2022
    Morgan Stanley
    Columbus, OH
  • 04/2019 → 02/2021
    Uber
    Columbus, OH
  • 04/2019 → 11/2020
    Lyft
    Columbus, OH
  • 05/2020 → 12/2020
    Instacart
    Columbus, OH
  • 12/2016 → 04/2019
    Unitedhealthcare
    Columbus, OH
  • 08/2015 → 11/2016
    Management And Network Services
    Dublin, OH
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Columbus, OH
  • 12/2022 → Present
    Bank Of America N.A.
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-28
  • S66 Uniform Combined State Law Examination
    2021-09-28

View on SEC IAPD

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CARL DAVID WEISE
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DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH

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