Inactive

David Andrew Baines

Pantile Investments

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Current Employers

Pantile Investments

1200 Pearl Street Suite 222, Boulder, CO 80302 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-07-27
CO	RA	APPROVED	2026-01-02

IL RA
APPROVED

Since 2026-07-27
CO RA
APPROVED

Since 2026-01-02

Branch Locations

1200 Pearl Street Suite 222, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Verizon	St. Lousi	MO	11/2016	09/2023
Pantile Investments	Boulder	CO	01/2021	Present
Unemployed	Boston	MA	07/2016	11/2016

11/2016 → 09/2023

Verizon

St. Lousi, MO
01/2021 → Present

Pantile Investments

Boulder, CO
07/2016 → 11/2016

Unemployed

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-07-31

S65 Uniform Investment Adviser Law Examination

2020-07-31

View on SEC IAPD

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SYDNEY ALEXIS CLAYTON

DIANE JANET SOUCHERAY

LYNNE M GRIMSON

Meagan E Belford

MICHAEL WAYNE NORVELL

JAMES ALMANDO SCATENA

Other Offices

RBC CAPITAL MARKETS, LLC · BOULDER, CO

UBS FINANCIAL SERVICES INC. · BOULDER, CO

UBS FINANCIAL SERVICES INC. · Boulder, CO

ROBERT W. BAIRD & CO. INCORPORATED · Boulder, CO

J.P. MORGAN SECURITIES LLC · BOULDER, CO

MORGAN STANLEY · Boulder, CO

ENDEAVOR PRIVATE WEALTH, INC. · BOULDER, CO

ENDEAVOR PRIVATE WEALTH, INC. · Boulder, CO

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