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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-16
CO RA APPROVED 2022-04-11
  • TX RA
    APPROVED
    Since 2024-05-16
  • CO RA
    APPROVED
    Since 2022-04-11

Branch Locations

4643 South Ulster Street Suite 1350, Denver, CO 80237 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates, Inc. Denver CO 02/2021 Present
University Of Arizona Tucson AZ 01/2016 02/2021
Tucson Ford Dealer Aquatics Tucson AZ 08/2015 10/2019
  • 02/2021 → Present
    Raymond James And Associates, Inc.
    Denver, CO
  • 01/2016 → 02/2021
    University Of Arizona
    Tucson, AZ
  • 08/2015 → 10/2019
    Tucson Ford Dealer Aquatics
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-07
  • S66 Uniform Combined State Law Examination
    2022-04-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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