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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-22
OH RA APPROVED 2025-06-17
SC RA APPROVED 2025-06-12
NH RA APPROVED 2025-06-10
PA RA APPROVED 2025-06-10
RI RA APPROVED 2025-06-10
VA RA APPROVED 2025-06-10
CT RA APPROVED 2025-06-09
FL RA APPROVED 2025-06-09
NC RA APPROVED 2025-06-09
MD RA APPROVED 2025-06-06
NJ RA APPROVED 2021-05-06
  • TX RA
    APPROVED_RES
    Since 2026-04-22
  • OH RA
    APPROVED
    Since 2025-06-17
  • SC RA
    APPROVED
    Since 2025-06-12
  • NH RA
    APPROVED
    Since 2025-06-10
  • PA RA
    APPROVED
    Since 2025-06-10
  • RI RA
    APPROVED
    Since 2025-06-10
  • VA RA
    APPROVED
    Since 2025-06-10
  • CT RA
    APPROVED
    Since 2025-06-09
  • FL RA
    APPROVED
    Since 2025-06-09
  • NC RA
    APPROVED
    Since 2025-06-09
  • MD RA
    APPROVED
    Since 2025-06-06
  • NJ RA
    APPROVED
    Since 2021-05-06

Branch Locations

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

255 Nassau Street 1St Floor, Princeton, NJ 08540 • United States

Barnegat, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Tom's River NJ 01/2016 Present
Td Private Client Wealth Llc Tom's River NJ 04/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-05
  • S65 Uniform Investment Adviser Law Examination
    2021-05-05
Other Names
  • Erin C Davis

View on SEC IAPD

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