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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-30 |
| TX | RA | APPROVED | 2025-09-22 |
Branch Locations
1377 N Center St, Hickory, NC 28601 • United States
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2021 | 09/2025 |
| New York Life | Charlotte | NC | 04/2021 | 07/2021 |
| University Of South Carolina | Columbia | SC | 08/2017 | 05/2021 |
| Kontane Logistics | Charleston | SC | 05/2020 | 07/2020 |
| Coastal Woodworks | West Columbia | SC | 06/2019 | 11/2019 |
| God's Storehouse | Columbia | SC | 06/2018 | 07/2018 |
| Hickory High School | Hickory | NC | 08/2013 | 08/2017 |
| Self-Employed | Charlotte | NC | 07/2021 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Hickory | NC | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-27 |
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