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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red Bull North America | Syracuse | NY | 12/2017 | 05/2020 |
| Wework | New York City | NY | 06/2019 | 08/2019 |
| Mungo Creative Group | New York City | NY | 07/2020 | 01/2021 |
| Ayco | Parsippany | NJ | 01/2021 | 12/2022 |
| Alc Environmental | New York City | NY | 05/2018 | 08/2018 |
| Jpmorgan Chase Bank, Na | New York | NY | 01/2023 | Present |
| Jpmorgan Securities Llc | New York | NY | 01/2023 | Present |
| Tcaf Inc | Lakewood | NJ | 06/2012 | 07/2018 |
| Syracuse University | Syracuse | NY | 08/2016 | 05/2020 |
| Unemployed | Princeton | NJ | 06/2020 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-30 |
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