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Joshua Haupt-Jimenez

Morgan Stanley

El Segundo, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-14
TX RA APPROVED 2022-07-14
  • CA RA
    APPROVED
    Since 2022-07-14
  • TX RA
    APPROVED
    Since 2022-07-14

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 07/2021 06/2022
Intelliloan Costa Mesa CA 02/2012 06/2021
Bevmo Dana Point CA 11/2020 01/2021
Set Schedule Irvine CA 07/2020 10/2020
California Polytechnic State University San Luis Obispo CA 09/2016 06/2020
Morgan Stanley El Segundo CA 07/2022 Present
  • 07/2021 → 06/2022
    Planmember Securities Corporation
    Carpinteria, CA
  • 02/2012 → 06/2021
    Intelliloan
    Costa Mesa, CA
  • 11/2020 → 01/2021
    Bevmo
    Dana Point, CA
  • 07/2020 → 10/2020
    Set Schedule
    Irvine, CA
  • 09/2016 → 06/2020
    California Polytechnic State University
    San Luis Obispo, CA
  • 07/2022 → Present
    Morgan Stanley
    El Segundo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-23
S63 Uniform Securities Agent State Law Examination 2021-11-02
  • S66 Uniform Combined State Law Examination
    2022-05-23
  • S63 Uniform Securities Agent State Law Examination
    2021-11-02

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
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