Best Investors Account Sign in

Charles Joseph Stratton

Commonwealth Financial Network

Worcester, MA

Claim This Profile
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-08-12
  • MA RA
    APPROVED
    Since 2024-08-12

Branch Locations

108 Grove Street Suite 306, Worcester, MA 01605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Haven Country Club Boylston MA 06/2016 08/2017
Commonwealth Financial Network Worcester MA 01/2021 09/2021
Haddad Landscaping Worcester MA 04/2018 09/2018
University Of Massachusetts Amherst Amherst MA 08/2019 05/2023
Ubs Financial Services Inc Boston MA 06/2022 08/2022
Saint Johns High School Shrewsbury MA 09/2016 06/2019
Ubs Financial Services Boston MA 06/2023 08/2024
Commonwealth Financial Network Waltham MA 08/2024 Present
Larson, Potter, Stratton & Cote Financial Worcester MA 08/2024 Present
  • 06/2016 → 08/2017
    The Haven Country Club
    Boylston, MA
  • 01/2021 → 09/2021
    Commonwealth Financial Network
    Worcester, MA
  • 04/2018 → 09/2018
    Haddad Landscaping
    Worcester, MA
  • 08/2019 → 05/2023
    University Of Massachusetts Amherst
    Amherst, MA
  • 06/2022 → 08/2022
    Ubs Financial Services Inc
    Boston, MA
  • 09/2016 → 06/2019
    Saint Johns High School
    Shrewsbury, MA
  • 06/2023 → 08/2024
    Ubs Financial Services
    Boston, MA
  • 08/2024 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 08/2024 → Present
    Larson, Potter, Stratton & Cote Financial
    Worcester, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-29
  • S66 Uniform Combined State Law Examination
    2023-09-29
Other Names
  • Charles Stratton

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
CARL P. SHERR & CO., LLC
WORCESTER ADVISORS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

MONIQUE MARIE D'AUTEUIL
JENNIFER AITES GUADIZ
PETER BRUCE LURIER
ALEX M SULLIVAN
JASON W CAMUTI
JEREMY TAYLOR LURIER
DAVID Z LI
SALVATORE GIACALONE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WORCESTER, MA
MORGAN STANLEY · Worcester, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTOR, MA
LPL FINANCIAL LLC · WORCESTER, MA
CARL P. SHERR & CO., LLC · WORCESTER, MA

More in Worcester, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor