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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-04
  • NJ RA
    APPROVED
    Since 2023-04-04

Branch Locations

384 Main Street, Bedminster, NJ 07921 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Babson College Babson Park MA 08/2016 05/2020
Babson College - Olin Graduate School Babson Park MA 08/2020 05/2021
Gentle Giant Moving Company Somerville MA 10/2020 05/2021
Fuze Boston MA 06/2019 08/2019
Lpl Financial, Llc Bedminster NJ 03/2021 Present
Private Advisor Group, Llc Morristown NJ 03/2023 Present
  • 08/2016 → 05/2020
    Babson College
    Babson Park, MA
  • 08/2020 → 05/2021
    Babson College - Olin Graduate School
    Babson Park, MA
  • 10/2020 → 05/2021
    Gentle Giant Moving Company
    Somerville, MA
  • 06/2019 → 08/2019
    Fuze
    Boston, MA
  • 03/2021 → Present
    Lpl Financial, Llc
    Bedminster, NJ
  • 03/2023 → Present
    Morristown, NJ
Other Businesses

1. 7/12/2021 - MAIN STREET WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 3/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 7/14/2021 - Private Advisor Group - DBA: (Hybrid) Main Street Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 3/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/14/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Started 3/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-31
  • S66 Uniform Combined State Law Examination
    2021-08-31

View on SEC IAPD

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