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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-21
  • NY RA
    APPROVED
    Since 2025-06-21

Branch Locations

Cwm Retail, Sales 787 7Th Avenue, New York, NY 10019 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Suite 200, Fort Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 09/2019 05/2025
J.P. Morgan Securities Llc New York NY 01/2021 05/2025
The Sake Club, Inc (Dba Sakagura) New York NY 08/2019 03/2020
Element Dining Inc/ Niwa Japanese Bbq Dallas TX 11/2017 04/2019
Unemployed Dallas TX 05/2019 07/2019
Unemployed Dallas TX 06/2016 10/2017
Citigroup New York NY 06/2025 Present
  • 09/2019 → 05/2025
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 01/2021 → 05/2025
    J.P. Morgan Securities Llc
    New York, NY
  • 08/2019 → 03/2020
    The Sake Club, Inc (Dba Sakagura)
    New York, NY
  • 11/2017 → 04/2019
    Element Dining Inc/ Niwa Japanese Bbq
    Dallas, TX
  • 05/2019 → 07/2019
    Unemployed
    Dallas, TX
  • 06/2016 → 10/2017
    Unemployed
    Dallas, TX
  • 06/2025 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-21
S63 Uniform Securities Agent State Law Examination 2021-02-22
  • S65 Uniform Investment Adviser Law Examination
    2025-06-21
  • S63 Uniform Securities Agent State Law Examination
    2021-02-22

View on SEC IAPD

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