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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-09-08 |
| TX | RA | APPROVED | 2023-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Columbia | SC | 11/2020 | 01/2021 |
| Highline Services Llc | Irmo | SC | 11/2020 | 11/2020 |
| Unemployed | Columbia | SC | 06/2020 | 09/2020 |
| Student | Columbia | SC | 08/2011 | 05/2020 |
| Sc Retirement System Investment Commission | Columbia | SC | 05/2019 | 03/2020 |
| Superior Grounds Llc | White Rock | SC | 05/2018 | 09/2018 |
| University Of South Carolina Campus Recreation | Columbia | SC | 06/2014 | 08/2018 |
| Northwestern Mutual Investment Services Llc | Columbia | SC | 04/2021 | 08/2021 |
| Drew Stevens | Columbia | SC | 02/2021 | 08/2021 |
| Jarrod Stokes | Columbia | SC | 01/2021 | 02/2021 |
| Jarrod Stokes | Columbia | SC | 02/2021 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 08/2021 | 09/2023 |
| University Of South Carolina Department Of Criminology | Columbia | SC | 08/2016 | 05/2020 |
| Bank Of America, N.A. | Columbia | SC | 01/2022 | 09/2023 |
| Ubs Financial Services | Colombia | SC | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-19 |
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