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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-04-29
  • MN RA
    APPROVED
    Since 2022-04-29

Branch Locations

11 E Superior St Ste 400, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Minnesota Duluth Duluth MN 11/2020 01/2021
Unemployed Duluth MN 08/2020 11/2020
Minnesota Power Employees Credit Union Duluth MN 07/2014 07/2020
Northwestern Mutual Investment Services Llc Duluth MN 11/2021 Present
Daniel Moseley Duluth MN 06/2021 Present
Daniel Moseley Duluth MN 01/2021 06/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2022 Present
Frank Pio Villeneuve Duluth MN 08/2023 Present
  • 11/2020 → 01/2021
    University Of Minnesota Duluth
    Duluth, MN
  • 08/2020 → 11/2020
    Unemployed
    Duluth, MN
  • 07/2014 → 07/2020
    Minnesota Power Employees Credit Union
    Duluth, MN
  • 11/2021 → Present
    Duluth, MN
  • 06/2021 → Present
    Daniel Moseley
    Duluth, MN
  • 01/2021 → 06/2021
    Daniel Moseley
    Duluth, MN
  • 07/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2023 → Present
    Frank Pio Villeneuve
    Duluth, MN
Other Businesses

TREASURER, GIRL SCOUTS OF MINNESOTA AND WISCONSIN LAKES AND PINES, 400 2ND AVE S, WAITE PARK, , MINNESOTA, 56387, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/22/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PARTICIPATE IN FINANCE COMMITTEE MEETINGS, REVIEW FINANCIALS, DRAFT TREASURER'S REPORT FOR BOARD MEETINGS, WALK THROUGH FINANCIALS DURING BOARD MEETINGS, PARTICIPATE IN AUDIT COMMITTEE MEETINGS, PRESENT ANNUAL MEETING TREASURER'S REPORT, PARTICIPATE IN CEO REVIEW COMMITTEE, CHECK SIGNING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-28
  • S66 Uniform Combined State Law Examination
    2022-04-28
Other Names
  • Heidi Marie Koopman
  • Heidi Marie Koopman
  • Heidi Marie Mengelkoch

View on SEC IAPD

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