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Sam Olson Rodgers

Charles Schwab & Co., Inc.

San Luis Obispo, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-02
  • CA RA
    APPROVED
    Since 2022-09-02

Branch Locations

733 Marsh Street Suite 100, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Torrance CA 01/2021 Present
Charles Schwab Bank, Ssb Torrance CA 01/2021 Present
H&F Productions Llc/Hallmark Channel Los Angeles CA 08/2013 01/2021
  • 01/2021 → Present
    Charles Schwab & Co., Inc.
    Torrance, CA
  • 01/2021 → Present
    Charles Schwab Bank, Ssb
    Torrance, CA
  • 08/2013 → 01/2021
    H&F Productions Llc/Hallmark Channel
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-02
S63 Uniform Securities Agent State Law Examination 2022-03-07
  • S65 Uniform Investment Adviser Law Examination
    2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    2022-03-07
Designations

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
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