Best Investors Account Sign in
Inactive

Noah James Modica

Pine Valley Investments

Marlton, NJ

Claim This Profile
Current Employers
Pine Valley Investments

10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-11
  • NJ RA
    APPROVED
    Since 2023-05-11

Branch Locations

10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 01/2021 04/2023
Minnesota Life Insurance Co St Paul MN 01/2021 04/2023
Allied Wealth Partners Mt Laurel NJ 01/2021 04/2023
Chubb Wilmington DE 11/2019 10/2020
Klondike Kates Newark DE 06/2015 08/2020
Nks New Castle DE 06/2018 08/2018
Grain H2O Bear DE 05/2017 09/2017
Wilmington University New Castle DE 08/2015 05/2019
Pine Valley Investments Marlton NJ 04/2023 Present
  • 01/2021 → 04/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2021 → 04/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2021 → 04/2023
    Allied Wealth Partners
    Mt Laurel, NJ
  • 11/2019 → 10/2020
    Chubb
    Wilmington, DE
  • 06/2015 → 08/2020
    Klondike Kates
    Newark, DE
  • 06/2018 → 08/2018
    Nks
    New Castle, DE
  • 05/2017 → 09/2017
    Grain H2O
    Bear, DE
  • 08/2015 → 05/2019
    Wilmington University
    New Castle, DE
  • 04/2023 → Present
    Pine Valley Investments
    Marlton, NJ
Previous Registrations
  • 2021-11-12 → 2023-04-19
    Securian Financial Services, Inc.
    Mt Laurel, NJ
    Manasquan, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-04
S63 Uniform Securities Agent State Law Examination 2021-07-11
  • S65 Uniform Investment Adviser Law Examination
    2021-11-04
  • S63 Uniform Securities Agent State Law Examination
    2021-07-11
Other Names
  • Noah Modica

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC
LINCOLN INVESTMENT
WELLS FARGO CLEARING SERVICES, LLC
CITIZENS SECURITIES, INC.
MORGAN STANLEY
CHARLES SCHWAB & CO., INC.
M FINANCIAL PLANNING SERVICES, INC
LPL FINANCIAL LLC

Other Investors

ALLISON TAYLOR CASEY
Douglass F Ergood, Jr
PAUL D WAMPLER
John Thomas Franchi
TREVOR CHARLES WAMPLER
DOUGLASS F ERGOOD
Frank Charles Midili
Jason McEvoy

Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ
LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ
MORGAN STANLEY · Marlton, NJ
CHARLES SCHWAB & CO., INC. · Marlton, NJ
M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ
LPL FINANCIAL LLC · MARLTON, NJ

More in Marlton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor