Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-30
  • NC RA
    APPROVED
    Since 2022-06-30

Branch Locations

3605 Glenwood Ave., Suite 390, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Chapel Hill NC 01/2021 Present
Keybank Marcellus NY 11/2018 12/2020
New York State - Office Of Child And Family Services Auburn NY 06/2018 10/2018
Edible Arrangements Dewitt NY 03/2014 06/2018
99 Restaurant And Pub Albany NY 09/2015 05/2017
  • 01/2021 → Present
    Stifel
    Chapel Hill, NC
  • 11/2018 → 12/2020
    Keybank
    Marcellus, NY
  • 06/2018 → 10/2018
    New York State - Office Of Child And Family Services
    Auburn, NY
  • 03/2014 → 06/2018
    Edible Arrangements
    Dewitt, NY
  • 09/2015 → 05/2017
    99 Restaurant And Pub
    Albany, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-29
  • S66 Uniform Combined State Law Examination
    2022-06-29
Other Names
  • Samantha Finnie

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor