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Alfred Lugo

Knights Of Columbus Asset Advisors LLC

Pasadena, CA

New Haven, CT

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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-07
  • CA RA
    APPROVED
    Since 2023-11-07

Branch Locations

650 Sierra Madre Villa, Suite 102, Pasadena, CA 91107 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Torrance CA 12/2016 Present
Carrington Mortgage Aliso Viejo CA 06/2014 12/2016
Knights Of Columbus Asset Advisors New Haven CT 01/2021 Present
  • 12/2016 → Present
    Knights Of Columbus
    Torrance, CA
  • 06/2014 → 12/2016
    Carrington Mortgage
    Aliso Viejo, CA
  • 01/2021 → Present
    Knights Of Columbus Asset Advisors
    New Haven, CT
Other Businesses

Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: 12/2016, 80 hours a month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-07
  • S65 Uniform Investment Adviser Law Examination
    2023-11-07

View on SEC IAPD

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Other Offices

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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