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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-16 |
Branch Locations
3100 North Military Trail, Boca Raton, FL 33431 • United States
Fort Lauderdale, FL • United States
1100 E Las Olas Blvd, Ft. Lauderdale, FL 33301 • United States
50 South Lasalle, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First New York Securities, Llc | New York | NY | 07/2019 | 05/2020 |
| Unemployed | New York | NY | 06/2020 | 08/2021 |
| Icici Bank | New York | NY | 11/2018 | 05/2019 |
| Standard Chartered Bank | Newark | NJ | 01/2017 | 11/2018 |
| Suny Oneonta | Oneonta | NY | 01/2016 | 12/2016 |
| Tradestation Securities, Inc. | Plantation | FL | 09/2021 | 08/2022 |
| Northern Trust Securities, Inc. | Fort Lauderdale | FL | 09/2022 | 02/2023 |
| Emfo, Llc | Weston | FL | 04/2023 | 07/2023 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 09/2023 | 01/2024 |
| Ally Financial Inc. | Charlotte | NC | 02/2024 | 07/2024 |
| Northern Trust Securities, Inc. | Fort Lauderdale | FL | 08/2024 | 07/2025 |
| Northern Trust Securities, Inc. | Boca Raton | FL | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-04 |
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