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Jefferies Investment Advisers LLC CRD 325421
$5.15B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-02-03 |
| WA | RA | APPROVED | 2025-12-22 |
| PR | RA | APPROVED | 2025-12-05 |
| MA | RA | APPROVED | 2025-11-07 |
| SC | RA | APPROVED | 2025-10-24 |
| OR | RA | APPROVED | 2025-10-22 |
| AZ | RA | APPROVED | 2025-10-10 |
| FL | RA | APPROVED | 2025-10-07 |
| AR | RA | APPROVED | 2025-10-01 |
| MS | RA | APPROVED | 2025-09-24 |
| MT | RA | APPROVED | 2025-09-24 |
| AK | RA | APPROVED | 2025-09-23 |
| KY | RA | APPROVED | 2025-09-23 |
| MN | RA | APPROVED | 2025-09-23 |
| WV | RA | APPROVED | 2025-09-23 |
| WI | RA | APPROVED | 2025-09-23 |
| HI | RA | APPROVED | 2025-09-22 |
| MI | RA | APPROVED | 2025-09-22 |
| ND | RA | APPROVED | 2025-09-22 |
| OK | RA | APPROVED | 2025-09-22 |
| UT | RA | APPROVED | 2025-09-22 |
| WY | RA | APPROVED | 2025-09-22 |
| CO | RA | APPROVED | 2025-09-19 |
| CT | RA | APPROVED | 2025-09-19 |
| DE | RA | APPROVED | 2025-09-19 |
| GA | RA | APPROVED | 2025-09-19 |
| IL | RA | APPROVED | 2025-09-19 |
| IN | RA | APPROVED | 2025-09-19 |
| IA | RA | APPROVED | 2025-09-19 |
| KS | RA | APPROVED | 2025-09-19 |
| LA | RA | APPROVED | 2025-09-19 |
| ME | RA | APPROVED | 2025-09-19 |
| NV | RA | APPROVED | 2025-09-19 |
| NH | RA | APPROVED | 2025-09-19 |
| NJ | RA | APPROVED | 2025-09-19 |
| NM | RA | APPROVED | 2025-09-19 |
| NC | RA | APPROVED | 2025-09-19 |
| PA | RA | APPROVED | 2025-09-19 |
| RI | RA | APPROVED | 2025-09-19 |
| SD | RA | APPROVED | 2025-09-19 |
| TX | RA | APPROVED_RES | 2025-09-19 |
| VA | RA | APPROVED | 2025-09-19 |
| VI | RA | APPROVED | 2025-09-19 |
| AL | RA | APPROVED | 2025-09-18 |
| CA | RA | APPROVED | 2025-09-18 |
| ID | RA | APPROVED | 2025-09-18 |
| MD | RA | APPROVED | 2025-09-18 |
| MO | RA | APPROVED | 2025-09-18 |
| NE | RA | APPROVED | 2025-09-18 |
| OH | RA | APPROVED | 2025-09-18 |
| VT | RA | APPROVED | 2025-09-18 |
| NY | RA | APPROVED | 2023-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferies Llc | New York | NY | 01/2021 | Present |
| Hsbc Private Bank | New York | NY | 07/2018 | 12/2020 |
| Fidelity Investments | Smithfield | RI | 05/2017 | 08/2017 |
| Providence College | Providence | RI | 09/2014 | 05/2018 |
| Leucadia Asset Management Llc | New York | NY | 01/2021 | Present |
| Jefferies Investment Advisers Llc | New York | NY | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-04 |
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