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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-11
CO RA APPROVED 2015-10-05
MO RA APPROVED 2008-02-13
  • TX RA
    APPROVED
    Since 2025-03-11
  • CO RA
    APPROVED
    Since 2015-10-05
  • MO RA
    APPROVED
    Since 2008-02-13

Branch Locations

3200 Cherry Creek S Dr Ste 100, Denver, CO 80209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Century Securities Associates, Inc St. Louis MO 03/2005 Present
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
  • 03/2005 → Present
    Century Securities Associates, Inc
    St. Louis, MO
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Saint Louis, MO
  • 11/2016 → Present
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-10
S63 Uniform Securities Agent State Law Examination 2005-03-04
  • S65 Uniform Investment Adviser Law Examination
    2005-11-10
  • S63 Uniform Securities Agent State Law Examination
    2005-03-04
Designations

View on SEC IAPD

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