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Liam Patrick Vincent

LPl Financial LLC

Riverton, WY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2021-06-15
  • WY RA
    APPROVED
    Since 2021-06-15

Branch Locations

308 E. Main Street, Riverton, WY 82501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Redlands Redlands CA 05/2015 01/2017
Central Wyoming College Riverton WY 01/2017 05/2017
Carroll College Helena MT 05/2017 05/2020
Vincent Financial Services Riverton WY 05/2020 Present
Lpl Financial Llc Riverton WY 03/2021 Present
  • 05/2015 → 01/2017
    University Of Redlands
    Redlands, CA
  • 01/2017 → 05/2017
    Central Wyoming College
    Riverton, WY
  • 05/2017 → 05/2020
    Carroll College
    Helena, MT
  • 05/2020 → Present
    Vincent Financial Services
    Riverton, WY
  • 03/2021 → Present
    Lpl Financial Llc
    Riverton, WY
Other Businesses

1)3/2021- Vincent Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- Riverton, WY- start date 5/1/2019- 160hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-08
  • S66 Uniform Combined State Law Examination
    2021-06-08

View on SEC IAPD

Other Firms

FREMONT FINANCIAL ADVISORS INC.
EDWARD JONES
COMMONWEALTH FINANCIAL NETWORK
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

JAMES DAVID PARKER
KATHLEEN ANN PARKER
Grace Given Brown Andrus
JEFFREY PATRICK VINCENT
MICHAEL WAYNE ZIRBEL
Michael Brinton Pryor
Tyler Michael Watson
Lonnie Matthew Bull

Other Offices

FREMONT FINANCIAL ADVISORS INC. · RIVERTON, WY
EDWARD JONES · Riverton, WY
COMMONWEALTH FINANCIAL NETWORK · RIVERTON, WY
EDWARD JONES · RIVERTON, WY
STATE FARM INVESTMENT MANAGEMENT CORP. · Riverton, WY
EDWARD JONES · LANDER, WY
LPL FINANCIAL LLC · LANDER, WY
LPL FINANCIAL LLC · LANDER, WY

More in Riverton, WY

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