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2220 Riverview Road, Riverton, WY 82501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2023-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fremont Financial Inc. | Riverton | WY | 06/1998 | Present |
| Wyoming Benefits, Inc. | Riverton | WY | 10/2011 | Present |
| Sun Realty Inc. | Riverton | WY | 01/2013 | Present |
| Fremont Financial Advisors, Inc. | Riverton | WY | 06/2013 | Present |
FREMONT FINANCIAL INC. IR, 2220 RIVERVIEW RD. RIVERTON, WY, OWNER, HEALTH, LIFE & ANNUITIES 43.5/MONTH. 2 HRS DURING SECURITIES TRADING; WYOMING BENEFITS, INC. NOT IR, 2220 RIVERVIEW RD. RIVERTON, WY, OWNER, GROUP VOLUNTARY PRODUCTS, 26 HRS/MONTH. MAXIMUM 1 HRS DURING SECURITIES TRADING; SUN REALTY INC, IR, 2220 RIVERVIEW RD.RIVERTON, WY, OWNER/BROKER REAL ESTATE, 43.5 HRS/MONTH MAX 2 HRS. DURING SECURITY TRADING; FREMONT FINANCIAL ADVISORS, INC., IR 2220 RIVERVIEW RD. RIVERTON, WYOMING INVESTMENT ADVISOR REPRESENTATIVE 65.25 HRS/MONTH. 3 HRS DURING SECURITY TRADING. ALL HOURS ARE FLEXIBLE AND APPROXIMATE, WORK NUMBER OF HOURS NEEDED TO COMPLETE TASK AT HAND FOR CLIENT FOR WHICHEVER BUSINESS IS INVOLVED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-02 |
| S66 | Uniform Combined State Law Examination | 2007-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-11 |
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