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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-10 |
| WY | RA | APPROVED | 2017-08-01 |
| TX | RA | APPROVED_RES | 2011-05-03 |
Branch Locations
308 E. Main Street, Riverton, WY 82501 • United States
685 Main Street., Ste A, Lander, WY 82520 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Riverton | WY | 09/1991 | Present |
| Vincent Financial Services, Inc. (Ria) | Riverton | WY | 07/1996 | Present |
| Various Insurance Companies | Riverton | WY | 07/1996 | Present |
| Central Wyoming College | Riverton | WY | 08/1996 | Present |
(1) 09/30/2002: VINCENT FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 02/13/2008: NO BUSINESS NAME - NOT INV REL - AT REPORTED BUSINESS LOCATION - NOTARY - 1% OF TIME SPENT - PROVIDE NOTARY SERVICES (3) 11/01/2011: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 3% OF TIME SPENT - SEELL: LIFE, LONG-TERM CARE INSURANCE & FIXED ANNUITIES (4) 05/06/2013: JPV, LLC - INV REL - 213 S. BROADWAY, RIVERTON WY 82501 - REAL ESTATE RENTAL - NO TIME SPENT - RENTAL PROPERTY OWNER (5) 07/30/2013: JPV LLC - INV REL - 361 SNOW KING LOOP, JACKSON, WY - REAL ESTATE RENTAL - 1% OF TIME SPENT - PROPERTY OWNER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-10-13 |
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