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Kathleen Ann Parker

Fremont Financial Advisors Inc.

Riverton, WY

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Current Employers
Fremont Financial Advisors Inc.

2220 Riverview Road, Riverton, WY 82501 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2023-05-24
  • WY RA
    APPROVED
    Since 2023-05-24

Branch Locations

2220 Riverview Road, Riverton, WY 82501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fremont Financial Advisors, Inc. Riverton WY 10/2007 Present
Previous Registrations
Other Businesses

I AM LICENSED TO SELL LIFE, ACCIDENT, HEALTH, SICKNESS AND DISABILITY INSURANCE IN THE STATE OF WYOMING. APPROXIMATELY 10% OF MY TIME IS DEVOTED TO THIS AREA FOR CLIENTS. THIS INSURANCE IS SOLD THROUGH FREMONT FIANCIAL INC. I BECAME LICENSED 10/2006.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-08
  • S65 Uniform Investment Adviser Law Examination
    2007-11-08
Other Names
  • Kathleen Ann Parker
  • Kathleen Ann Parker

View on SEC IAPD

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