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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-27 |
Branch Locations
539 North Main St., Hendersonville, NC 28792 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Hendersonville | NC | 03/2001 | 03/2022 |
| First Citizens Investor Services | Raleigh | NC | 07/2022 | Present |
| First Citizens Bank | Hendersonville | NC | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-11 |
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