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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bnv Homecare | Brooklyn | NY | 11/2017 | 11/2023 |
| Equitable Advisors ,Llc | New York City | NY | 01/2021 | 02/2023 |
| Mobile By Hailey Inc | Brooklyn | NY | 03/2016 | 12/2019 |
| Premeire Brands Inc. | Brooklyn | NY | 06/2019 | 03/2020 |
| J.P. Morgan Securities Llc | New York | NY | 03/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 03/2023 | Present |
| Equitable Financial Life Insurance Co | New York City | NY | 01/2021 | 02/2023 |
| Good Care Agency | Brooklyn | NY | 03/2024 | 03/2025 |
| I And Y Senior Care | Brooklyn | NY | 03/2025 | Present |
Entity Name: i and y senior care Investment related: No Address: 1991 flatbush Nature of the other business: Assisted Living Position/Title/Relationship: Employee/Contractor Start Date: 03/25/2025 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the caretaker of an elderly family member when their regular caretaker isnt available nor no one is able to be found for replacement in the interim. Must be registered with company in case no one is found for care taking
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-11 |
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