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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-04-25 |
| NV | RA | APPROVED | 2005-07-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 01/2005 | Present |
| Bank Of America,Na | Las Vegas | NV | 08/2009 | Present |
I*67659 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNITED STATES TENNIS ASSOCIATION (USTA) INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAS VEGAS, NEVADA 89128 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 11/9/2013 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE USTA IS THE GOVERNING BODY OVER AMATEUR AND PROFESSIONAL TENNIS PLAY IN THE UNITED STATES. ON THE LOCAL LEVEL THEY ORGANIZE AMATEUR TOURNAMENTS AND LEAGUES. THEY ALSO PROVIDE UMPIRES AND OFFICIALS ON THE COLLEGIATE LEVEL OF PLAY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-19 |
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