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Marsha Lynn Williams

Independent Financial Group, LLC

Pasadena, CA

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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-22
  • CA RA
    APPROVED
    Since 2024-03-22

Branch Locations

155 North Lake Avenue #866, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Los Angeles CA 11/2013 03/2024
Independent Financial Group, Llc Pasadena CA 03/2024 Present
Previous Registrations
  • 2013-11-25 → 2024-03-25
    D.A. Davidson & Co.
    Great Falls, MT
    Los Angeles, CA
    Los Angeles, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Los Angeles, CA
  • 2007-01-25 → 2013-11-04
    Crowell, Weedon & Co.
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-14
  • S66 Uniform Combined State Law Examination
    2003-05-14

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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