Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-10 |
| NV | RA | APPROVED | 2024-01-11 |
Branch Locations
6001 Spring Mountain Rd, Las Vegas, NV 89146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Las Vegas | NV | 12/2020 | 11/2022 |
| Cathay Bank | Las Vegas | NV | 09/2016 | 12/2022 |
| J.P. Morgan Securities Llc | Las Vegas | NV | 12/2022 | 04/2023 |
| Jpmorgan Chase Bank, N.A. | Las Vegas | NV | 12/2022 | Present |
| J.P. Morgan Securities Llc | Las Vegas | NV | 01/2024 | Present |
| Cetera Wealth Management | Las Vegas | NV | 12/2020 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-19 |
Reach out to this advisor