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Lance Allen Rushing

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Palm Beach, FL

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-16
TX RA APPROVED 2019-01-02
FL RA APPROVED 2018-12-11
  • IL RA
    APPROVED
    Since 2026-06-16
  • TX RA
    APPROVED
    Since 2019-01-02
  • FL RA
    APPROVED
    Since 2018-12-11

Branch Locations

222 Lakeview Ave, West Palm Beach, FL 33401 • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities, Inc. Chicago IL 10/2013 04/2018
Northern Trust Bank Chicago IL 10/2013 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach FL 10/2018 Present
Unemployed Ft. Lauderdale FL 04/2018 10/2018
Bank Of America, N.A. Palm Beach FL 04/2022 Present
  • 10/2013 → 04/2018
    Northern Trust Securities, Inc.
    Chicago, IL
  • 10/2013 → 04/2018
    Northern Trust Bank
    Chicago, IL
  • 10/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Palm Beach, FL
  • 04/2018 → 10/2018
    Unemployed
    Ft. Lauderdale, FL
  • 04/2022 → Present
    Bank Of America, N.A.
    Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-07
S63 Uniform Securities Agent State Law Examination 2005-05-09
  • S66 Uniform Combined State Law Examination
    2018-12-07
  • S63 Uniform Securities Agent State Law Examination
    2005-05-09
Other Names
  • Lance Allen Rushing
  • Lance Rushing

View on SEC IAPD

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Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

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