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720 W Boone Ave Ste 100, Spokane, WA 99201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moss Adams Llp | Spokane | WA | 10/2018 | 11/2020 |
| Unemployed | Spokane | WA | 05/2018 | 10/2018 |
| Student | Spokane | WA | 08/2014 | 05/2018 |
| Jp Morgan Chase And Company | Spokane | WA | 04/2017 | 03/2018 |
| Maynard Azose | Spokane | WA | 01/2021 | 03/2024 |
| Waddell & Reed Inc | Spokane | WA | 01/2021 | 03/2021 |
| Maynard Azose | Spokane | WA | 12/2020 | 01/2021 |
| Royal Alliance Associates, Inc. | Spokane | WA | 03/2021 | 03/2024 |
| Quantum Financial Planning Services, Inc. | Spokane | WA | 03/2024 | Present |
1. NICHOLAS FULLER, CPA POSITION: CPA NATURE: Individual INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/07/2019 ADDRESS: 19115 E Baldwin Ln, Spokane Valley WA 99016, United States DESCRIPTION: I currently do not actively perform any duties related to my registration as a Certified Public Accountant. 2. WSCPA - SPOKANE CHAPTER POSITION: Board Member NATURE: The Washington Society of Certified Public Accountants is a voluntary association of CPAs and financial professionals cultivating authentic relationships, unique learning experiences, and purposeful advocacy for our future. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 170 120th Ave NE, Ste E101, Bellevue WA 98005, United States DESCRIPTION: As a member of the Spokane chapter board, I help promote events to my network, participate in strategic planning meetings, and volunteer at various community events.Additionally, I attend two meetings per quarter, one of which is a board meeting while the second is to help plan events as a member of the events committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-27 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-30 |
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