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Thomas Traynham

Raymond James & Associates, Inc.

Baton Rouge, LA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-04-08
TX RA APPROVED 2026-04-01
  • LA RA
    APPROVED
    Since 2026-04-08
  • TX RA
    APPROVED
    Since 2026-04-01

Branch Locations

445 North Blvd., #500 Suite 500, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iron Horse Financial Baton Rouge LA 01/2021 11/2021
Regions Bank Baton Rouge LA 06/2020 12/2020
Full Time Education Oxford MS 10/2011 06/2020
Guardian Life Insurance Company Baton Rouge LA 11/2021 03/2022
Park Avenue Securities Baton Rouge LA 11/2021 03/2022
Altus Wealth Management Baton Rouge LA 03/2022 03/2026
Lpl Financial Baton Rouge LA 04/2022 03/2026
Raymond James & Associates, Inc. Baton Rouge LA 03/2026 Present
  • 01/2021 → 11/2021
    Iron Horse Financial
    Baton Rouge, LA
  • 06/2020 → 12/2020
    Regions Bank
    Baton Rouge, LA
  • 10/2011 → 06/2020
    Full Time Education
    Oxford, MS
  • 11/2021 → 03/2022
    Guardian Life Insurance Company
    Baton Rouge, LA
  • 11/2021 → 03/2022
    Park Avenue Securities
    Baton Rouge, LA
  • 03/2022 → 03/2026
    Altus Wealth Management
    Baton Rouge, LA
  • 04/2022 → 03/2026
    Lpl Financial
    Baton Rouge, LA
  • 03/2026 → Present
    Raymond James & Associates, Inc.
    Baton Rouge, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-11
  • S66 Uniform Combined State Law Examination
    2023-04-11

View on SEC IAPD

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DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA
3RD STREET CAPITAL MANAGEMENT L.L.C. · BATON ROUGE, LA

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