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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-07-24 |
| NH | RA | APPROVED | 2026-01-19 |
| SC | RA | APPROVED | 2026-01-19 |
| CT | RA | APPROVED | 2025-11-12 |
| WI | RA | APPROVED | 2025-04-22 |
| AR | RA | APPROVED | 2024-08-22 |
| GA | RA | APPROVED | 2024-01-09 |
| MD | RA | APPROVED | 2024-01-05 |
| FL | RA | APPROVED | 2023-09-18 |
| MA | RA | APPROVED | 2023-09-07 |
| WA | RA | APPROVED | 2022-09-27 |
| CO | RA | APPROVED | 2022-07-07 |
| IL | RA | APPROVED | 2022-07-07 |
| MI | RA | APPROVED | 2022-07-07 |
| MO | RA | APPROVED | 2022-07-07 |
| NJ | RA | APPROVED | 2022-07-07 |
| PA | RA | APPROVED | 2022-07-07 |
| TX | RA | APPROVED | 2022-07-07 |
| CA | RA | APPROVED | 2022-07-06 |
| KS | RA | APPROVED | 2022-07-06 |
| NY | RA | APPROVED | 2022-07-06 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
West New York, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | New York | NY | 10/2021 | Present |
| Shield Street Capital Llc | New York | NY | 07/2017 | 09/2020 |
| Caxton Associates | New York | NY | 08/2014 | 06/2017 |
| Guardian Life Insurance Company | New York | NY | 10/2020 | Present |
| Guardian Life Insurance Company | West New York | NY | 06/2024 | Present |
| Park Avenue Securities | West New York | NY | 06/2024 | Present |
1. Brokering Insurance Products other than Guardian, Start date: 01/14/2021, Address: 437 Madison, 29th Floor. New York, NY 10022, 4 total hours per month and 4 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Durable Power of Attorney for My Parents, Start date: 06/11/2020, Address: 17 Avenue at Port Imperal, Apt 449, West New York, New Jersey 07093, 0 total hours per month; Not investment related, No annual compensation, 3) Alliance (Associate Board Member)- volunteer fundraising junior board for the Lower Eastside Girls Club, Start date: 03/01/2015, Address: 402 E. 8th Street, New York, NY 10009, 2 -4 total hours per month; 0 during securities trading hours,; Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-23 |
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