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Amanda Rose Gordon

Ubs Financial Services Inc.

Boca Raton, FL

Petaluma, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-05-08
FL RA APPROVED 2023-01-13
CA RA APPROVED 2021-04-28
  • GA RA
    APPROVED
    Since 2023-05-08
  • FL RA
    APPROVED
    Since 2023-01-13
  • CA RA
    APPROVED
    Since 2021-04-28

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Petaluma, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lmu Burns Recreation Center Los Angeles CA 08/2017 12/2020
Nordstrom Corte Madera CA 06/2018 08/2018
24 Hour Fitness Rohnert Park CA 05/2019 08/2019
California Gem Petaluma CA 01/2014 01/2020
Sir Francis Drake High School San Anselmo CA 08/2013 06/2017
White Hill Middle School Fairfax CA 08/2010 06/2017
Loyola Marymount University Los Angeles CA 08/2017 12/2020
Ubs Financial Services Inc. Los Angeles CA 01/2021 Present
  • 08/2017 → 12/2020
    Lmu Burns Recreation Center
    Los Angeles, CA
  • 06/2018 → 08/2018
    Nordstrom
    Corte Madera, CA
  • 05/2019 → 08/2019
    24 Hour Fitness
    Rohnert Park, CA
  • 01/2014 → 01/2020
    California Gem
    Petaluma, CA
  • 08/2013 → 06/2017
    Sir Francis Drake High School
    San Anselmo, CA
  • 08/2010 → 06/2017
    White Hill Middle School
    Fairfax, CA
  • 08/2017 → 12/2020
    Loyola Marymount University
    Los Angeles, CA
  • 01/2021 → Present
    Ubs Financial Services Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-28
  • S66 Uniform Combined State Law Examination
    2021-04-28

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

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LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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