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Benjamin Shawn Wolgemuth

Ameriprise Financial Services, LLC

New York, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-30
NY RA APPROVED 2021-10-15
  • TX RA
    APPROVED
    Since 2021-11-30
  • NY RA
    APPROVED
    Since 2021-10-15

Branch Locations

777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Benjamin Lancaster PA 02/2020 09/2021
Lcl Bulk Transport Etown PA 06/2020 10/2020
Ydop Internet Marketing Lancaster PA 07/2019 10/2019
Personal Extended Study Lancaster PA 02/2019 01/2020
Extended Work Travel West Palm Beach FL 11/2018 02/2019
Independant Lancaster PA 06/2018 11/2018
Full Time Student Manheim PA 08/2014 06/2018
Keeney Motorsports Manheim PA 04/2015 03/2017
Ameriprise Financial Services, Llc New York NY 10/2021 Present
  • 02/2020 → 09/2021
    James Benjamin
    Lancaster, PA
  • 06/2020 → 10/2020
    Lcl Bulk Transport
    Etown, PA
  • 07/2019 → 10/2019
    Ydop Internet Marketing
    Lancaster, PA
  • 02/2019 → 01/2020
    Personal Extended Study
    Lancaster, PA
  • 11/2018 → 02/2019
    Extended Work Travel
    West Palm Beach, FL
  • 06/2018 → 11/2018
    Independant
    Lancaster, PA
  • 08/2014 → 06/2018
    Full Time Student
    Manheim, PA
  • 04/2015 → 03/2017
    Keeney Motorsports
    Manheim, PA
  • 10/2021 → Present
    Ameriprise Financial Services, Llc
    New York, NY
Previous Registrations
  • 2021-02-25 → 2021-09-27
    James Benjamin
    Lancaster, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-09-13
S65 Uniform Investment Adviser Law Examination 2020-01-31
  • S63 Uniform Securities Agent State Law Examination
    2021-09-13
  • S65 Uniform Investment Adviser Law Examination
    2020-01-31
Other Names
  • Benjamin S Wolgemuth
  • Benjamin Shawn Wolgemuth
  • Ben Wolgemuth
  • Benjamin Wolgemuth

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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