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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-04-22 |
| TX | RA | APPROVED | 2024-04-19 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
Salt Lake, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 01/2021 | 09/2023 |
| Unemployed | Salt Lake City | UT | 03/2020 | 01/2021 |
| Red Rock Medical Supply | Salt Lake City | UT | 05/2019 | 03/2020 |
| Healthcare Services Group | Salt Lake City | UT | 05/2012 | 05/2019 |
| Morgan Stanley | Sandy | UT | 01/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
1. DoorDash 1)Name of the business - DoorDash 2)Is the business investment-related - NON-Investment-related 3)Address of the other business - 303 2nd St, Ste 800, San Francisco, CA 94101 4)Nature of the other business - Contracted Delivery Service 5)Position, title, or relationship with the other business - Other, Contracted Delivery Driver 6)Start date of your relationship - 12/30/2020 7)Approximate number of hours/month you devote to the other business - 55 8)Number of hours you devote to the other business during securities trading hours - 0 9)Duties relating to other Business - Contracted Delivery Driver making routed deliveries of customer requested items. 2. Uber (UberEats) 1)Name of the business - Uber (UberEats) 2)Is the business investment-related - NON-Investment-related 3)Address of the other business - 1455 Market St, San Francisco, CA 94103 4)Nature of the other business - Contracted Delivery Service 5)Position, title, or relationship with the other business - Other, Contracted Delivery Driver 6)Start date of your relationship - 10/29/2015 7)Approximate number of hours/month you devote to the other business - 54 8)Number of hours you devote to the other business during securities trading hours - 0 9)Duties relating to other Business - Contracted Delivery Driver making routed deliveries of customer requested items. 3. GrubHub 1)Name of the business - GrubHub 2)Is the business investment-related - NON-Investment-Related 3)Address of the other business - 111 W. Washington St, Suite 2100, Chicago, IL 60602 4)Nature of the other business - Contracted Delivery Service 5)Position, title, or relationship with the other business - Other, Contracted Delivery Driver 6)Start date of your relationship - 12/30/2020 7)Approximate number of hours/month you devote to the other business - >1 8)Number of hours you devote to the other business during securities trading hours - 0 9)Duties relating to other Business - Contracted Delivery Driver making routed deliveries of customer requested items.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-18 |
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