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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-04-22
TX RA APPROVED 2024-04-19
  • UT RA
    APPROVED
    Since 2024-04-22
  • TX RA
    APPROVED
    Since 2024-04-19

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Salt Lake, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 01/2021 09/2023
Unemployed Salt Lake City UT 03/2020 01/2021
Red Rock Medical Supply Salt Lake City UT 05/2019 03/2020
Healthcare Services Group Salt Lake City UT 05/2012 05/2019
Morgan Stanley Sandy UT 01/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 01/2021 → 09/2023
    E*Trade Securities Llc
    Sandy, UT
  • 03/2020 → 01/2021
    Unemployed
    Salt Lake City, UT
  • 05/2019 → 03/2020
    Red Rock Medical Supply
    Salt Lake City, UT
  • 05/2012 → 05/2019
    Healthcare Services Group
    Salt Lake City, UT
  • 01/2023 → Present
    Sandy, UT
  • 09/2023 → Present
    Sandy, UT
Other Businesses

1. DoorDash 1)Name of the business - DoorDash 2)Is the business investment-related - NON-Investment-related 3)Address of the other business - 303 2nd St, Ste 800, San Francisco, CA 94101 4)Nature of the other business - Contracted Delivery Service 5)Position, title, or relationship with the other business - Other, Contracted Delivery Driver 6)Start date of your relationship - 12/30/2020 7)Approximate number of hours/month you devote to the other business - 55 8)Number of hours you devote to the other business during securities trading hours - 0 9)Duties relating to other Business - Contracted Delivery Driver making routed deliveries of customer requested items. 2. Uber (UberEats) 1)Name of the business - Uber (UberEats) 2)Is the business investment-related - NON-Investment-related 3)Address of the other business - 1455 Market St, San Francisco, CA 94103 4)Nature of the other business - Contracted Delivery Service 5)Position, title, or relationship with the other business - Other, Contracted Delivery Driver 6)Start date of your relationship - 10/29/2015 7)Approximate number of hours/month you devote to the other business - 54 8)Number of hours you devote to the other business during securities trading hours - 0 9)Duties relating to other Business - Contracted Delivery Driver making routed deliveries of customer requested items. 3. GrubHub 1)Name of the business - GrubHub 2)Is the business investment-related - NON-Investment-Related 3)Address of the other business - 111 W. Washington St, Suite 2100, Chicago, IL 60602 4)Nature of the other business - Contracted Delivery Service 5)Position, title, or relationship with the other business - Other, Contracted Delivery Driver 6)Start date of your relationship - 12/30/2020 7)Approximate number of hours/month you devote to the other business - >1 8)Number of hours you devote to the other business during securities trading hours - 0 9)Duties relating to other Business - Contracted Delivery Driver making routed deliveries of customer requested items.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-19
S63 Uniform Securities Agent State Law Examination 2021-06-18
  • S66 Uniform Combined State Law Examination
    2024-04-19
  • S63 Uniform Securities Agent State Law Examination
    2021-06-18

View on SEC IAPD

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