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Yingzhi Xi

J.P. Morgan Securities LLC

Fremont, CA

Sacramento, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-30
NY RA APPROVED 2024-04-30
TX RA APPROVED 2024-04-30
  • CA RA
    APPROVED
    Since 2024-04-30
  • NY RA
    APPROVED
    Since 2024-04-30
  • TX RA
    APPROVED
    Since 2024-04-30

Branch Locations

39395 Paseo Padre Pkwy, Fremont, CA 94538 • United States

4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Fremont CA 12/2020 Present
J.P. Morgan Securities Llc Fremont CA 12/2020 Present
Wells Fargo Bank, N.A. Palo Alto CA 08/2019 11/2020
Tasty Pot San Jose CA 01/2017 08/2017
University Of California Davis CA 09/2017 06/2019
Unemployed Fremont CA 07/2019 07/2019
De Anza College Cupertino CA 09/2015 06/2017
  • 12/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Fremont, CA
  • 12/2020 → Present
    J.P. Morgan Securities Llc
    Fremont, CA
  • 08/2019 → 11/2020
    Wells Fargo Bank, N.A.
    Palo Alto, CA
  • 01/2017 → 08/2017
    Tasty Pot
    San Jose, CA
  • 09/2017 → 06/2019
    University Of California
    Davis, CA
  • 07/2019 → 07/2019
    Unemployed
    Fremont, CA
  • 09/2015 → 06/2017
    De Anza College
    Cupertino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-30
S63 Uniform Securities Agent State Law Examination 2021-03-18
  • S66 Uniform Combined State Law Examination
    2024-04-30
  • S63 Uniform Securities Agent State Law Examination
    2021-03-18
Other Names
  • Vivian Xi
  • Vivian Xi

View on SEC IAPD

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AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
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