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Nicholas John Giardina

LPl Enterprise, LLC

Columbus, OH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-17
  • OH RA
    APPROVED
    Since 2025-01-17

Branch Locations

One Easton Oval Suite 550, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2022 06/2023
Pickerington North High School Pickerington OH 08/2015 05/2018
Get Go Gas Station Gahanna OH 02/2018 06/2018
Kay Jewelers Lancaster OH 06/2021 12/2021
Aldi Pickerington OH 07/2019 05/2021
Northwestern Mutual Columbus OH 01/2021 03/2021
Share Mobility Columbus OH 05/2021 08/2021
Ohio Dominican University Columbus OH 08/2018 05/2022
G's Styling Pickerington OH 07/2019 12/2021
Citizens Securities Inc Westwood MA 07/2023 07/2024
Pruco Securities, Llc. Columbus OH 08/2024 11/2024
The Prudential Insurance Company Of America Columbus OH 10/2024 Present
Lpl Enterprise, Llc Columbus OH 11/2024 Present
  • 06/2022 → 06/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2015 → 05/2018
    Pickerington North High School
    Pickerington, OH
  • 02/2018 → 06/2018
    Get Go Gas Station
    Gahanna, OH
  • 06/2021 → 12/2021
    Kay Jewelers
    Lancaster, OH
  • 07/2019 → 05/2021
    Aldi
    Pickerington, OH
  • 01/2021 → 03/2021
    Northwestern Mutual
    Columbus, OH
  • 05/2021 → 08/2021
    Share Mobility
    Columbus, OH
  • 08/2018 → 05/2022
    Ohio Dominican University
    Columbus, OH
  • 07/2019 → 12/2021
    G's Styling
    Pickerington, OH
  • 07/2023 → 07/2024
    Citizens Securities Inc
    Westwood, MA
  • 08/2024 → 11/2024
    Pruco Securities, Llc.
    Columbus, OH
  • 10/2024 → Present
    The Prudential Insurance Company Of America
    Columbus, OH
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-17
S63 Uniform Securities Agent State Law Examination 2022-09-09
  • S66 Uniform Combined State Law Examination
    2024-10-17
  • S63 Uniform Securities Agent State Law Examination
    2022-09-09
Other Names
  • Nicholas J Giardina
  • Nick Giardina
  • Nicholas Giardina
  • Nicholas John Giardina

View on SEC IAPD

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PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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BRIAN ALOYSIUS CARRETTA
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Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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