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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-16
NY RA APPROVED 2024-10-15
TX RA APPROVED 2024-10-15
  • NJ RA
    APPROVED
    Since 2024-10-16
  • NY RA
    APPROVED
    Since 2024-10-15
  • TX RA
    APPROVED
    Since 2024-10-15

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc West Harrison NY 12/2023 Present
Jpmorgan Chase Bank, N.A. West Harrison NY 07/2023 Present
First Republic Bank West Harrison NY 09/2022 07/2023
Merrill Lynch White Plains NY 12/2020 09/2022
Hudson Valley Cerebral Palsy Assoc Brewster NY 05/2017 11/2020
Putnam County Economic Development Corporation Carmel NY 05/2017 09/2020
Unemployed Patterson NY 09/2016 04/2017
  • 12/2023 → Present
    West Harrison, NY
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
  • 09/2022 → 07/2023
    First Republic Bank
    West Harrison, NY
  • 12/2020 → 09/2022
    Merrill Lynch
    White Plains, NY
  • 05/2017 → 11/2020
    Hudson Valley Cerebral Palsy Assoc
    Brewster, NY
  • 05/2017 → 09/2020
    Putnam County Economic Development Corporation
    Carmel, NY
  • 09/2016 → 04/2017
    Unemployed
    Patterson, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
  • S66 Uniform Combined State Law Examination
    2024-10-14
Other Names
  • Erika Jenkins
  • Erika Kai Jenkins

View on SEC IAPD

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