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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-29 |
Branch Locations
1303 7Th Ave. E. Suite A, Hendersonville, NC 28792 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Asheville | NC | 10/2017 | 11/2021 |
| Td Bank | Amesbury | MA | 08/2015 | 10/2017 |
| Td Bank N.A. | Asheville | NC | 11/2021 | 07/2025 |
| Td Private Client Wealth Llc | Asheville | NC | 10/2017 | 07/2025 |
| Lpl Enterprise Llc | Hendersonville | NC | 10/2025 | Present |
1. 10/17/2025 - Shope Creek Properties - Real Estate Rental - Asheville, NC - INV REL - Start Date: 12/01/2023 - 5 Hour(s)/Month - 2 Hour(s) During Trading 2. 10/17/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Asheville, NC - INV REL - Start Date: 09/30/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 10/17/2025 - Juan Alvarado - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Asheville, NC - INV REL - Start Date: 09/30/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-10 |
| S65 | Uniform Investment Adviser Law Examination | 2021-02-12 |
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