Juan Alvarado

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 11/2021
  Td Bank N.A.
  Asheville, NC
• 08/2015 → 10/2017
  Td Bank
  Amesbury, MA
• 11/2021 → 07/2025
  Td Bank N.A.
  Asheville, NC
• 10/2017 → 07/2025
  Td Private Client Wealth Llc
  Asheville, NC
• 10/2025 → Present
  Lpl Enterprise Llc
  Hendersonville, NC

Previous Registrations

• 2021-02-23 → 2025-08-11
  Td Private Client Wealth Llc
  Mount Laurel, NJ
  Topsfield, MA
  Springfield, MA
  Andover, MA
  Vienna, VA
  Asheville, NC
  Asheville, NC
  Greenville, SC
  Greenville, SC
  Asheville, NC

Other Businesses

1. 10/17/2025 - Shope Creek Properties - Real Estate Rental - Asheville, NC - INV REL - Start Date: 12/01/2023 - 5 Hour(s)/Month - 2 Hour(s) During Trading 2. 10/17/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Asheville, NC - INV REL - Start Date: 09/30/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 10/17/2025 - Juan Alvarado - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Asheville, NC - INV REL - Start Date: 09/30/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-11-10
• S65 Uniform Investment Adviser Law Examination
  2021-02-12