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Ram Louis Louis Del Mundo

Morgan Stanley

Deerfield, IL

Barrington, IL

CRD 7320473

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-10
IL RA APPROVED 2023-12-12
  • TX RA
    APPROVED
    Since 2024-01-10
  • IL RA
    APPROVED
    Since 2023-12-12

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

760 West Main Street, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Chicago IL 12/2020 05/2021
Nurses And Caregivers, Inc. St. Charles IL 11/2018 12/2020
Northern Illinois University Dekalb IL 06/2018 12/2020
N/A Manila 06/2003 06/2018
Meijer Stores St. Charles IL 08/2018 11/2018
Fidelity Investments Chicago IL 08/2021 11/2023
Morgan Stanley Barrington IL 11/2023 Present
  • 12/2020 → 05/2021
    Td Ameritrade
    Chicago, IL
  • 11/2018 → 12/2020
    Nurses And Caregivers, Inc.
    St. Charles, IL
  • 06/2018 → 12/2020
    Northern Illinois University
    Dekalb, IL
  • 06/2003 → 06/2018
    N/A
    Manila
  • 08/2018 → 11/2018
    Meijer Stores
    St. Charles, IL
  • 08/2021 → 11/2023
    Fidelity Investments
    Chicago, IL
  • 11/2023 → Present
    Barrington, IL
Other Businesses

*661092 - N/A - Rental Property; Investment related: Yes; St Charles, Illinois; Real Estate; Owner - Rental Property (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 0; After business hours: 20; Property Management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-12
S63 Uniform Securities Agent State Law Examination 2021-03-01
  • S65 Uniform Investment Adviser Law Examination
    2023-12-12
  • S63 Uniform Securities Agent State Law Examination
    2021-03-01
Other Names
  • Ram Louis Del Mundo
  • Ram Del Mundo
  • Ram Louis Damaso Del Mundo
  • Ram Louis Del Mundo

View on SEC IAPD

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