Jacob Bauman

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 12/2020
  Ernst & Young
  Jacksonville, FL
• 07/2019 → 08/2019
  One Liberty Properties Inc
  Great Neck, NY
• 06/2018 → 08/2018
  Paragon Global Markets
  New York, NY
• 06/2015 → 08/2017
  Towne Search
  New York, NY
• 06/2016 → 08/2017
  Gyro Palace
  Merrick, NY
• 08/2016 → 05/2020
  University Of Florida
  Gainesville, FL
• 01/2021 → 02/2022
  Ubs Financial Services Inc.
  Weehawken, NJ
• 02/2022 → 12/2023
  Oppenheimer & Co Inc
  New York, NY
• 12/2023 → Present
  Stifel, Nicolaus & Company, Incorporated
  New York, NY

Previous Registrations

• 2022-02-09 → 2023-11-17
  Oppenheimer & Co. Inc.
  New York, NY
• 2021-05-04 → 2022-02-11
  Ubs Financial Services Inc.
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2021-05-03