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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-13
FL RA APPROVED 2024-03-05
  • TX RA
    APPROVED
    Since 2024-11-13
  • FL RA
    APPROVED
    Since 2024-03-05

Branch Locations

4000 Hollywood Blvd. Ste 630 N, Hollywood, FL 33021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Syracuse University Syracuse NY 08/2016 05/2018
Kaufman Organization New York NY 06/2018 07/2018
Syracuse University Syracuse FL 08/2018 04/2019
Eventbank Hong Kong 05/2019 06/2019
Related Group Miami FL 07/2019 08/2019
Syracuse University Syracuse NY 09/2019 05/2020
Unemployed Hollywood FL 06/2020 10/2020
Lpl Financial Llc Hollywood FL 12/2020 Present
  • 08/2016 → 05/2018
    Syracuse University
    Syracuse, NY
  • 06/2018 → 07/2018
    Kaufman Organization
    New York, NY
  • 08/2018 → 04/2019
    Syracuse University
    Syracuse, FL
  • 05/2019 → 06/2019
    Eventbank
    Hong Kong
  • 07/2019 → 08/2019
    Related Group
    Miami, FL
  • 09/2019 → 05/2020
    Syracuse University
    Syracuse, NY
  • 06/2020 → 10/2020
    Unemployed
    Hollywood, FL
  • 12/2020 → Present
    Hollywood, FL
Other Businesses

1) 2021-08-19 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - FDR Financial Group, INC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2021-08-17 - hrs/mth - hrs/mth during trading 2) 2021-08-19 - FDR Financial Group - Non-Variable Insurance - Y - at reported business location(s) - 2021-08-17 - 20hrs/mth - 1hrs/mth during trading 3) 2023-04-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - FDR Group, Inc. - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2023-04-04 - 40hrs/mth - 40hrs/mth during trading 4) 2023-04-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Financial Design Resource Group - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2023-04-04 - 40hrs/mth - 40hrs/mth during trading 5) 2026-05-14 - New Era Coconuts, LLC - Other - Reps Business - N - at reported business location(s) - 2025-11-10 - 40hrs/mth - 0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-02
  • S66 Uniform Combined State Law Examination
    2024-03-02

View on SEC IAPD

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