Rachel Caroline Summerton

Employer firm

First Citizens Investor Services, Inc. CRD 44430

$2.63B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2020 → 01/2023
  First Citizens Investor Services
  Raleigh, NC
• 05/2015 → 01/2023
  First Citizens Bank
  Columbia, SC
• 01/2023 → 09/2024
  First Citizens Investor Services
  Raleigh, NC
• 01/2023 → 09/2024
  First Citizens Bank
  Columbia, SC
• 09/2024 → Present
  First Citizens Investor Services
  Raleigh, NC

Exams

• S66 Uniform Combined State Law Examination
  2024-10-28
• S63 Uniform Securities Agent State Law Examination
  2021-02-19

Other Names

• Rachel Caroline Spires