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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-01-06 |
| TX | RA | APPROVED | 2022-01-06 |
Branch Locations
3909 Ambassador Caffery Pkwy Ste I, Lafayette, LA 70503 • United States
8235 Ymca Blvd Ste 401, Baton Rouge, LA 70810 • United States
106 Park Place Northpark One Ste 212, Covington, LA 70433-6100 • United States
Broussard, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Lafayette | LA | 01/2021 | 01/2022 |
| University Of Louisiana At Lafayette | Lafayette | LA | 01/2020 | 12/2020 |
| University Of Louisiana At Lafayette | Lafayette | LA | 07/2016 | 12/2020 |
| Ameriprise Financial Services, Llc | Lafayette | LA | 01/2022 | Present |
Outside Employment; Roy Planning, LLC; Salaried AFA employee.; Manage advisory business; 508 Farmington Dr, , Lafayette, LA, 70503; Investment-Related; 01/17/2025; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-29 |
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