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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-11 |
| NJ | RA | APPROVED | 2021-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | New York | NY | 01/2021 | 01/2021 |
| Skyline | Hauppauge | NY | 08/1995 | 10/2020 |
| Unemployed | New York | NY | 10/2020 | 12/2020 |
| Ameriprise Financial Services, Llc | Melville | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Melville | NY | 01/2021 | Present |
Outside Employment; Endeavor; Consultant; Tradeshow and Events; 6300 N Northwest Hwy, , chicago, IL, 60631; Not Investment-Related; 06/20/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-01 |
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