Best Investors
Account
Sign in
Best Investors
Account
Sign in
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-09-11 |
| OK | RA | APPROVED | 2023-08-15 |
| TX | RA | APPROVED | 2023-08-15 |
| WI | RA | APPROVED | 2023-08-15 |
Branch Locations
4321 N Ballard Rd, Appleton, WI 54919 • United States
Frisco, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jewelers Mutual Insurance | Neenah | WI | 06/2019 | 11/2020 |
| American Marketing And Publishing | Appleton | WI | 02/2019 | 06/2019 |
| The Howard | Oshkosh | WI | 05/2018 | 02/2019 |
| Bridgewood Resort | Neenah | WI | 10/2016 | 05/2018 |
| Sight And Sound Theatre | Lancaster | PA | 01/2016 | 10/2016 |
| Rocktopia On Broadway | New York City | NY | 04/2018 | 05/2018 |
| Thrivent Investment Management Inc | Appleton | WI | 12/2020 | Present |
| Fox Cities Performing Arts Center | Appleton | WI | 02/2018 | 06/2018 |
| Timber Mill Theatre Llc | Oshkosh | WI | 01/2017 | 03/2020 |
| Thrivent Financial | Appleton | WI | 12/2020 | Present |
BALLROOM AT THE RESERVE LLC POSITION: Partner NATURE: Small business that runs events on weekends. Events include weddings, anniversaries, fundraisers, etc. I am a partner with my wife. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2019 ADDRESS: 116 S Commercial St., Neenah WI 54956, United States DESCRIPTION: Passive partner. I will oversee weekend events from time to time. Otherwise my wife conducts tours and coordinates the events.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-08 |
Reach out to this advisor