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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-26
  • CA RA
    APPROVED
    Since 2024-06-26

Branch Locations

660 N. Diamond Bar Blvd #268, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Irvine CA 11/2020 12/2022
World Financial Group, Inc. Irvine CA 10/2017 06/2025
Topcar Inc Norwalk CA 11/2016 07/2025
Sun Ho Enterprise Co Ltd Taipei 10/2007 11/2016
Wd Financials Llc Diamond Bar CA 03/2018 12/2021
Hummingbird Global Media San Gabriel CA 11/2021 07/2025
Clearwater Benefits Llc Austin TX 01/2022 07/2025
Independent Financial Group, Llc Diamond Bar CA 06/2024 Present
Wei-Ping Lo Chino Hills CA 05/2018 Present
  • 11/2020 → 12/2022
    Transamerica Financial Advisors, Inc
    Irvine, CA
  • 10/2017 → 06/2025
    World Financial Group, Inc.
    Irvine, CA
  • 11/2016 → 07/2025
    Topcar Inc
    Norwalk, CA
  • 10/2007 → 11/2016
    Sun Ho Enterprise Co Ltd
    Taipei
  • 03/2018 → 12/2021
    Wd Financials Llc
    Diamond Bar, CA
  • 11/2021 → 07/2025
    Hummingbird Global Media
    San Gabriel, CA
  • 01/2022 → 07/2025
    Clearwater Benefits Llc
    Austin, TX
  • 06/2024 → Present
    Diamond Bar, CA
  • 05/2018 → Present
    Wei-Ping Lo
    Chino Hills, CA
Previous Registrations
Other Businesses

WEI-PING LO POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: , Chino Hills CA , United States DESCRIPTION: Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. AVILIA INC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2025 ADDRESS: 500 S Dupont Ave, Ontario CA 91761, United States DESCRIPTION: Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-07
S63 Uniform Securities Agent State Law Examination 2020-12-15
  • S65 Uniform Investment Adviser Law Examination
    2021-01-07
  • S63 Uniform Securities Agent State Law Examination
    2020-12-15
Other Names
  • Wei-Ming Lo
  • Lawrence Lo

View on SEC IAPD

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