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Tyler James Oswald

J.P. Morgan Securities LLC

Houston, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-07
  • TX RA
    APPROVED
    Since 2026-04-07

Branch Locations

10411 Westheimer Rd Bldg E, Houston, TX 77042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 04/2026 Present
Jpmorgan Chase Bank, N.A. Houston TX 04/2026 Present
Wells Fargo The Woodlands TX 02/2024 03/2026
Fidelity Investments Westlake TX 08/2021 01/2024
Western & Southern Life Houston TX 02/2021 07/2021
Unemployed Montgomery TX 04/2016 01/2021
  • 04/2026 → Present
    J.P. Morgan Securities Llc
    Houston, TX
  • 04/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 02/2024 → 03/2026
    Wells Fargo
    The Woodlands, TX
  • 08/2021 → 01/2024
    Fidelity Investments
    Westlake, TX
  • 02/2021 → 07/2021
    Western & Southern Life
    Houston, TX
  • 04/2016 → 01/2021
    Unemployed
    Montgomery, TX
Previous Registrations
  • 2024-03-08 → 2026-04-06
    Wells Fargo Clearing Services, Llc
    The Woodlands, TX
    Houston, TX
  • 2022-02-24 → 2024-01-08
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-17
S63 Uniform Securities Agent State Law Examination 2021-07-09
  • S66 Uniform Combined State Law Examination
    2022-02-17
  • S63 Uniform Securities Agent State Law Examination
    2021-07-09
Other Names
  • Tyler James Oswald
  • Tyler J Oswald

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
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