Eric Reis Chaves

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-05-29
NH	RA	APPROVED	2021-02-18

RI RA
APPROVED

Since 2026-05-29
NH RA
APPROVED

Since 2021-02-18

Branch Locations

Kingstown, RI • United States

50 Nashua Rd Ste 202, Londonderry, NH 03053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bny Mellon	Boston	MA	10/2010	07/2020
Unemployed	Wakefield	MA	07/2020	12/2020
Lpl Financial Llc	Londonderry	NH	12/2020	Present

10/2010 → 07/2020

Bny Mellon

Boston, MA
07/2020 → 12/2020

Unemployed

Wakefield, MA
12/2020 → Present

Lpl Financial Llc

Londonderry, NH

Other Businesses

1- 06/17/2026 - Harkins Chaves Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 0 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-17

S66 Uniform Combined State Law Examination

2021-02-17

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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